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§ OCCUPATION · GLOBAL STANDARDS

securities broker

Securities brokers create the connection between the investors and the available investment opportunities.

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Description

Securities brokers create the connection between the investors and the available investment opportunities. They purchase and sell securities on their clients' behalf, based on their expertise in the financial markets. They monitor the performance of their clients' securities, assessing their stability or speculative tendencies. Securities brokers calculate the securities' price and place orders.

Theoretical Knowledge
ESSENTIALTheoretical knowledge required
financial productsfinancial jurisdictionfinancial marketseconomicsactuarial sciencestock marketsecurities
OPTIONALAdjacent knowledge that strengthens fit
tax legislationmodern portfolio theoryaccountingstatisticselectronic communicationbanking activities
Practical Skills
ESSENTIALApplied skills & competences
protect client interestsanalyse financial riskhandle financial transactionsobtain financial informationapply technical communication skillsanalyse market financial trendsadvise on financial matterstrade securitiesreview investment portfolioscreate a financial planassess risks of clients' assetsforecast economic trendsmaintain records of financial transactions
OPTIONALOptional competences
perform stock valuationprovide support in financial calculationprovide financial product informationtrace financial transactionscommunicate with banking professionalscommunicate with customersoperate financial instrumentsbuild business relationships

GLOBAL RESOURCE

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SKILLS OVERVIEW

34 total
20 essential · 14 optional

Data Source: Unified Global Standards (ISCED, ISCO, O*NET, ESCO)

© 2026 DESTINAI · BETA 1.0 · ISCED ISCO O*NET ESCO
CareersSkillsPrivacyTermsEU AI Act notice